Broker Check
Arturo Unzueta

Arturo Unzueta

Compliance Officer

Art has been working in the financial services industry since 1996. He has worked with CitiGroup, Morgan Stanley, Smith Barney, Transamerica, and Ameriprise prior to joining our agency in 2012 as our agency compliance officer.

He was a mathematics major in school and holds an AA degree. He currently holds securities licenses from FINRA for Series 7, 9, 10, 24, 53, 63, 65.

Art is married and has five children (three boys and two girls). His hobbies are basketball, racquetball, and weightlifting. His passions are his family and friends, and he enjoys supporting the advisors and co-workers in the agency.